Document

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
-------------------
FORM SD
Specialized Disclosure Report
ROPER TECHNOLOGIES, INC.
(Exact name of Registrant as specified in its charter)
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Delaware001-12273
  
  
(STATE OR OTHER JURISDICTION OF INCORPORATION)(COMMISSION FILE NUMBER)
  
6901 Professional Parkway, Suite 200
Sarasota,Florida34240
  
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)

John K. Stipancich
Executive Vice President, General Counsel and Secretary
(941) 556-2601
(Name and telephone number, including area code, of the person to contact in connection with this report.)



Check the appropriate box to indicate the rule pursuant to which this form is being filed:

Rule 13p-1 under the Securities Exchange Act (17 CFR 240.13.p-1) for the reporting period from January 1 to December 31, 2022
Rule 13q-1 under the Securities Exchange Act (17 CFR 240.13.q-1) for the fiscal year ended December 31, 2022



Section 1 – Conflict Minerals Disclosure

Item 1.01 Conflict Minerals Disclosure and Report

Conflict Minerals are defined by the Securities and Exchange Commission (“SEC”) as cassiterite, columbite-tantalite (coltan), wolframite and gold, and their derivatives, which are limited to tin, tantalum and tungsten (collectively “3TG”). Roper Technologies, Inc. (“Roper”, the “Company”, “we”, “our” or “us”) evaluated its product lines and determined that certain products we manufacture contain 3TG necessary to the functionality or production of those products.

Annual surveys were initiated with relevant direct suppliers providing parts and materials for products we manufactured or contracted to manufacture during the 2022 reporting period to begin the reasonable country of origin inquiry (“RCOI”). The Responsible Minerals Initiative’s (“RMI”) Conflict Minerals Reporting Template was utilized as the basis for the RCOI.

Based on the RCOI, we determined that a portion of the 3TG reported by our suppliers originated, or may have originated, from the Democratic Republic of the Congo or an adjoining country, may not be from recycled or scrap sources, and that a portion of them have unknown origins. Therefore, we were required to exercise due diligence on the 3TG source and chain of custody following a nationally or internationally recognized due diligence framework. These details are provided in our Conflict Minerals Report, a copy of which is filed as Exhibit 1.01 hereto and incorporated herein by reference.

Item 1.02 Exhibit

Our Conflict Minerals Report is filed as Exhibit 1.01 hereto and is publicly available at www.ropertech.com.

The content on, or accessible through, any website referred to in this Form SD or our Conflict Minerals Report is included for general information only and is not incorporated by reference into this Form SD or our Conflict Minerals Report.
2


Section 2 - Resource Extraction Issuer Disclosure

Not applicable.

Section 3 - Exhibits

Item 3.01 Exhibits

Exhibit 1.01 – Conflict Minerals Report as required by Items 1.01 and 1.02 of this Form


3


Signatures

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the duly authorized undersigned.
   Roper Technologies, Inc.   
       
  BY:/s/ John K. Stipancich Date:May 26, 2023
   John K. Stipancich,
Executive Vice President, General Counsel and Secretary
   
4
Document

Exhibit 1.01
ROPER TECHNOLOGIES, INC.
Conflict Minerals Report
For the Year Ended December 31, 2022
This report for the year ended December 31, 2022 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (“Exchange Act”).
I. OUR BUSINESS
Roper Technologies, Inc. (“Roper,” the “Company,” “we,” “our” or “us”) is a diversified technology company. Roper has a proven, long-term, successful track record of compounding cash flow and shareholder value. We operate market leading businesses that design and develop vertical software and technology enabled products for a variety of defensible niche markets.
Our Products
Below is a description of the products offered by segment and business, some of which may contain necessary conflict minerals.
Application Software

Aderant—comprehensive management software solutions for law and other professional services firms, including business development, calendar/docket matter management, time and billing and case management.

CBORD/Horizon—campus solutions software including access and cashless systems and food and nutrition service management serving primarily higher education and healthcare markets along with software, services, and technologies for foodservice operations specializing in K-12.

CliniSys—diagnostic and laboratory information management software solutions.

Data Innovations—software solutions that enable enterprise management of hospitals and independent laboratories.

Deltek—enterprise software and information solutions for government contractors, professional services firms and other project-based businesses.

Frontline Education—K-12 school administration software, connecting solutions for human capital management, student and special programs, and business operations with powerful analytics to empower educators.

IntelliTrans—transportation management software and services to bulk and break-bulk commodity producers.

PowerPlan—financial and compliance management software and solutions to large complex companies in asset-intensive industries.

Strata—cloud-based financial analytics and performance management software that is used by healthcare providers for financial planning, decision support and continuous cost improvement.

Vertafore—cloud-based software to the property and casualty insurance industry, including agency management, compliance, workflow, and data solutions.




Network Software

ConstructConnect—cloud-based data, collaboration and estimating automation software solutions to a network of pre-construction contractors.

DAT—electronic marketplaces that connect available capacity of trucking units with the available loads of freight throughout North America.

Foundry—software technologies used to deliver visual effects and 3D content for the entertainment and digital design industries.

iPipeline—cloud-based software solutions for the life insurance and financial services industries.

iTradeNetwork—electronic marketplaces and supply chain software that connect food suppliers, distributors and vendors, primarily in the perishable food sector.

Loadlink—electronic marketplaces that connect available capacity of trucking units with the available loads of freight throughout Canada.

MHA—health care service and software solutions to alternate site health care markets.

SHP—data analytics and benchmarking information for the post-acute healthcare provider marketplace.

SoftWriters—software solutions to pharmacies that primarily serve the long-term care marketplace.

Technology Enabled Products

CIVCO Medical Solutions—accessories focused on guidance and infection control for ultrasound procedures.

FMI—dispensers and metering pumps which are utilized in a broad range of applications requiring precision fluid control.

Inovonics—high-performance wireless sensor network and solutions for a variety of applications.

IPA—automated surgical scrub and linen dispensing equipment for healthcare providers.

Neptune—water meters, enabling water utilities to remotely monitor their customers utilizing Automatic Meter Reading (AMR), Advanced Metering Infrastructure (AMI) technologies and cloud-based software supporting meter data management.

Northern Digital—optical and electromagnetic precision measurement systems for medical and industrial
applications.

rf IDEAS—RFID card readers used in numerous identity access management applications across a variety of vertical markets.

Verathon—medical devices that enable airway management and bladder volume measurement solutions for healthcare providers.



Discontinued Operations

On November 22, 2022, the Company completed the divestiture of a majority 51% equity stake in its industrial businesses, including its entire historical Process Technologies reportable segment and the industrial businesses within its historical Measurement & Analytical Solutions reportable segment, to Clayton, Dubilier & Rice, LLC. These businesses are incorporated in the results reported herein.

Alpha - provides precision rubber and polymer testing instruments, and data analysis software.

AMOT - provides temperature control and emergency shutoff valves used by customers in the energy and general industrial end markets.

CCC - provides turbomachinery control hardware, software, and services for customers across the upstream, midstream, and downstream energy markets.

Cornell - provides specialized pumps used across a variety of end markets, including agriculture, energy, food processing, mining, waste water processing, and general industrial.

Dynisco - provides solutions for testing and analyzing plastics used in a variety of end markets.

FTI - provides flow meter calibrators, and controllers used primarily in the aerospace, automotive, energy, and general industrial end markets.

Hansen - provides control valves for large industrial refrigeration systems.

Hardy - provides precision weighing equipment for process and packaging for a variety of industries including food processing, automated manufacturing, chemical, plastics, and rubber.

Logitech - provides equipment and consumables used for sample preparation and material analysis used primarily in the semiconductor and geological science industries.

Metrix - provides vibration monitoring systems and controls across a variety of end markets.

PAC - provides analytical instruments used by energy refineries and laboratories.

Roper Pump - provides specialty pumps and drilling power sections used by customers in the energy, general industrial, and transportation end markets.

Struers - provides equipment and consumables for sample preparation and testing of solid materials used across a variety of end markets.

Technolog - provides products and services to water and gas utilities, used for network monitoring, pressure control, and remote meter reading.

Uson - provides automated leak detection equipment for a variety of end markets, including automotive, medical device, pharmaceutical, and general industrial.

Viatran - provides pressure and level sensors for energy and general industrial end markets.




II. REASONABLE COUNTRY OF ORIGIN INQUIRY (“RCOI”)
Roper conducted a reasonable country of origin inquiry (“RCOI”) in good faith to determine whether any tin, tantalum, tungsten or gold (collectively, “3TG”) in its products originated from the Democratic Republic of the Congo or an adjoining country (collectively, “Covered Counties”). Based on its RCOI, Roper believes certain products contain 3TGs that may have originated from the Covered Countries and, therefore, performed additional due diligence on the source and chain of custody of the 3TGs in question in accordance with Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (hereinafter referred to as “Section 1502 of the Dodd-Frank Act” or “the Rule”) to determine whether the products are “conflict free or responsibly sourced.”
RCOI Design and Implementation
Our RCOI has been designed to conform in all material respects with the internationally recognized due diligence framework of the Organisation for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas
(“OECD Guidance”) as applicable for 3TG and downstream companies.
OECD Step 1 – Establish strong company management systems
Roper Policies – Roper has actively engaged with its customers and suppliers for several years with respect to the use of conflict minerals. We adopted and communicated company-wide policies and expectations articulating the conflict minerals supply chain due diligence process and our commitments to reporting obligations regarding conflict minerals. Our Conflict Minerals Policy, Supplier Code of Conduct, and Purchase Order Terms and Conditions are publicly available on our website, https://www.ropertech.com/policies/. The Conflict Minerals Policy requires suppliers to adopt and implement policies, due diligence frameworks and management systems to support responsible minerals sourcing consistent with the OECD Guidance.
Internal Management Structure - Roper maintains an internal team to manage due diligence efforts for the conflict minerals program. The team is comprised of functional areas including engineering, supply chain, and procurement personnel from our relevant operating businesses. The team is led by a global program manager who provides guidance related to plan development, implementation, risk evaluation and potential mitigation measures, and preparation of reporting documentation. The global program manager reports directly to Roper’s Chief ESG Officer and Securities Counsel, Assistant General Counsel. Program effectiveness, compliance strategy and due diligence efforts are reported to Roper’s Executive Vice President and Chief Financial Officer and Roper’s Executive Vice President, General Counsel and Secretary.
We supplement internal resources with a third-party service provider to assist with evaluating supply chain information regarding 3TGs, identifying potential risks, and the development and implementation of additional due diligence steps, supplier communications, and capacity building.

Supply Chain Controls, Transparency and Traceability – The OECD Guidance specifies the requirements for compliance to reflect a company’s position in the supply chain. In particular, the OECD Guidance states the implementation of due diligence be tailored to a company’s activities and relationships and that the nature and extent of due diligence may vary based on a company’s size, products, relationships with suppliers and other factors. Due to practical difficulties associated with supply chain size and complexities, the OECD Guidance advises downstream companies to exercise due diligence primarily by establishing controls over their relevant first-tier suppliers. Accordingly, we rely on our relevant direct suppliers to provide information with respect to the origin of the conflict minerals contained in the components and materials supplied to us. Roper’s Conflict Minerals Policy, Supplier Code of Conduct, and Purchase Order Terms and Conditions include a provision for responsible sourcing of conflict minerals and due diligence requirements. These policies apply to all first-tier suppliers and outline required behaviors, practices, and expectations.
We enhance our leverage by contributing to industry efforts to address conflict minerals and responsible minerals sourcing through our membership and involvement in the Responsible Minerals Initiative’s (“RMI”) Responsible Minerals Assurance Process (“RMAP”). We also utilize RMI’s Conflict Minerals Reporting Template (“CMRT”) and member-only resources to engage and request information from our relevant suppliers regarding their supply chain due diligence practices and identification of upstream actors through surveys of their supply chain. The information


submitted by our suppliers includes information about the smelters and refiners identified in their own supply chains. Documentation is maintained for a minimum of five years.
Supplier Engagement – Roper requires compliance with our Conflict Minerals Policy, Supplier Code of Conduct, and terms and conditions of our purchase orders and purchase agreements, as well as surveys and due diligence activities to identify upstream smelters and refiners. We further communicate these expectations and capacity building resources to our suppliers through our annual survey process.
We utilize a third-party SaaS platform for our annual survey that enables us to complete and track supplier communications as well as allow our suppliers to upload completed CMRTs directly to the platform for validation, assessment and management. The third-party platform provides functionality that meets the OECD Guidance process expectations by evaluating the quality of supplier responses and assigning a health score based on a supplier’s declaration of process engagement. Additionally, the metrics provided by suppliers, as well as the process for supplier engagement and upstream due diligence inquiries performed, are managed through this platform.
Grievance Mechanism – The RMI, of which we are a member, maintains a public Grievance and Complaints Mechanism for use by smelters, refiners, and other external stakeholders regarding the initiative itself, the audit program and protocols, related smelter and refinery operations, audit quality and auditor competencies, mineral supply chains and upstream and downstream initiatives. RMI partner initiatives with the London Bullion Market Association and the Responsible Jewelry Council also maintain public grievance mechanisms for the gold supply chain.
OECD Step 2 – Identify and assess risks in the supply chain
Roper businesses are downstream and far removed from mineral processing facilities, therefore, we engage with other industry peers through the RMI to support our efforts to identify and assess supply chain risks. Our businesses begin the process by identifying their relevant first-tier suppliers that furnish products, parts, or components that contain 3TG. Identified suppliers are then included in our annual survey and educational outreach.
Our third-party survey tool requests relevant suppliers complete RMI’s CMRT to confirm any 3TG, identify potential smelters and refiners, and gather due diligence information on the relevant supply chains of our businesses. Our suppliers are expected to obtain this same information from their suppliers continuing back through multiple tiers of the supply chain to identify upstream smelters and refiners.
Supplier representations are reviewed against expectations for management systems and due diligence. Data validation is performed to increase the accuracy of submissions and identify any contradictory answers in the CMRT. Follow up emails or calls are made to nonresponsive suppliers, those with inaccurate responses, and those identifying smelters or refiners of concern to provide additional guidance on how to correct validation errors and facilitate the removal of high-risk processing facilities from the supply chain.
The 3TG smelters and refiners identified in the RCOI are reviewed and validated against the RMI member-only risk information, RMI Compliant and Active Smelter Lists, the London Bullion Market Association (“LBMA”) Responsible Gold Refiner List, and the Responsible Jewelry Council (“RJC”) Chain-of-Custody List of Certified Entities. This process enables audits and spot checks of processing facilities and provides additional supply chain due diligence support, including mine of origin and transit route information.
Each facility that meets the definition of a smelter or refiner of 3TG is assessed according to red-flag indicators defined in the OECD Guidance. These factors include: geographic proximity to the DRC and covered countries, known mineral source country of origin, RMAP audit status, credible evidence of unethical or conflict sourcing, peer assessments conducted by credible third-party sources and sanctions risks.
III. DUE DILIGENCE MEASURES
Due Diligence Design
Roper’s due diligence measures, like our RCOI measures, have been designed to conform in all material respects with the framework in the OECD Guidance, as applicable for 3TG and downstream companies. Our RCOI design includes OECD Steps one and two, whereas our Due Diligence design completes the five-step framework with OECD Steps three, four and five.


Due Diligence Performed
Our due diligence measures performed are described below according to the relative OECD Guidance Steps.
OECD Step 3 – Design and implement a strategy to respond to identified risks
Roper continues to participate in industry efforts to address conflict minerals through its membership and participation in the RMI due to the downstream position of our businesses and their limited insight into and leverage over the supply chain. We leverage and contribute to the many resources of the RMI, its working groups and details of the RMAP audits, including the LBMA and RJC validation schemes, to verify smelter and refinery practices, verify those that are conflict free, and identify risks and appropriate mitigation strategies. This engagement has helped develop standards, best practices and tools that benefit all companies working to end the link between 3TGs and conflict affected areas.
Risk mitigation activities are initiated whenever a supplier’s CMRT identifies facilities of concern. Through our third-party provider, suppliers with submissions that included any smelters of concern are provided with feedback instructing the supplier to take their own independent risk mitigation actions. Suppliers are given clear performance objectives within reasonable timeframes with the goal of progressive evolution or elimination of these smelters of concern from the supply chain. In addition, suppliers are guided to educational materials on mitigating the risks identified through the data collection process.
Escalated supplier responses are evaluated on a case-by-case basis by the global program manager with the respective business. Roper has designed and implemented a strategy to respond to identified risks at the operating business level ranging from continued procurement to disengagement. The global program manager reports program findings to executive management.
OECD Step 4 – Carry out independent third-party audit of supply chain due diligence at identified points in the supply chain
Due to our diverse businesses and supply chain size, the company level representations of our suppliers report a substantial proportion of the total smelter and refinery population. Therefore, we leverage our membership participation with the RMI to encourage all smelters and refiners participate in an audit program.
Roper relies on these third-party audits of processing facilities conducted as part of the RMAP, RJC, and or LBMA. The RMAP uses independent private-sector auditors, and audits the source, including the mines of origin, and the chain of custody of the conflict minerals used by smelters and refiners that agree to participate in the program.
Our third-party provider contacts processing facilities not currently enrolled in the RMAP to encourage their participation and gather information regarding each facilities’ sourcing practices on behalf of its compliance partners. Roper is a signatory of this communication in accordance with the requirements of downstream companies detailed in the OECD Guidance.
Through our membership with the RMI, smelters or refiners have been encouraged to participate in the RMAP. Any smelters or refiners that were reported by suppliers who are not part of the RMAP are also contacted by our third-party provider to encourage their participation in the RMAP.
The data on which we relied for certain statements in this declaration was obtained through publicly available and RMI member-only audit information and RCOI/country of origin (“COO”) report.
OECD Step 5 – Report annually on supply chain due diligence
As required under Section 13(p) of the Exchange Act, Roper reports annually by filing a Form SD, which includes this Conflict Minerals Report. The filing is made public on Roper’s website, https://www.ropertech.com/policies/, once that filing has occurred.
Roper has also considered impacts from the European Union Conflict Minerals Rule when disclosing details with regards to due diligence efforts. We will continue to expand efforts both for transparency through the data collection process and risk evaluation, as well as the disclosure of efforts through the form of public report.
An independent private sector audit of our Conflict Minerals Report is not required because Roper does not voluntarily label its products as being “DRC conflict free” as that term is defined in Form SD.


IV. DUE DILIGENCE RESULTS
Processing Facilities
CMRTs are sent to, and requested from, direct suppliers. Direct suppliers are then expected to conduct supply chain outreach in order to identify applicable smelter and refiner sources. Company level supplier responses to our annual survey identified 344 recognized smelter and refinery processing facilities. Due diligence results summarized herein are based on the RMI’s RCOI data as of April 6, 2023.
All smelters and refiners listed by suppliers in completed CMRTs, which appear on the RMI-maintained smelter list, are presented in Annex I of this Conflict Minerals Report. Due to difficulties in tracing materials to specific products, suppliers providing smelter and refiner data often list all smelters and refiners from which they purchase materials during the reporting period. As a result, the smelters or refiners listed in Annex I are likely to be more comprehensive than the list of smelters or refiners that actually processed 3TGs contained in the products of our businesses.
The following is a summary of the 2022 reporting year due diligence results as compared to the previous two reporting years:

Reporting year
202020212022
Smelters/Refiners Identified:334340344
Audited/RMAP Conformant237232222
RMAP Active/Participating: *23199
Not Conformant or Active:7489113

*Active/Participating processing facilities have committed to undergo a RMAP audit or are participating in one of the cross-recognized audit programs: London Bullion Market Association Responsible Gold Certification or Responsible Jewelry Council Chain-of-Custody Certification.

Countries of Origin
The COO for minerals of the processing facilities noted in Annex I is summarized below, per the RMAP member only RCOI audit information for conformant smelters and refiners.
GoldTantalumTinTungstenTotal
Smelters known to source from the Covered Countries3621171589
Smelters known to source outside the Covered Countries126125829225
V. CONCLUSION
Based on our due diligence, we found with respect to our products identified above, the information gathered lacked clarity with respect to the origin and chain of custody of all the conflict minerals contained in the products, nor did the data reveal whether the conflict minerals contained in the products may have directly or indirectly financed conflict in the Covered Countries.


Steps to Improve Risk Mitigation
Since the period covered by this Conflict Minerals Report, we continue to mitigate risk and improve our overall due diligence as follows:
-     continue to communicate our Conflict Minerals Policy, Supplier Code of Conduct, and terms and conditions of our purchase orders and purchase agreements and other related expectations to suppliers;
-     continue to perform annual inquiries of relevant first-tier suppliers utilizing the RMI’s CMRT;
-     continue to engage with suppliers that provided incomplete responses, failed to respond, or reported high-risk smelters and refiners;
-     continue to provide training and educational resource links to our suppliers through the annual survey process;
-     continue to review our processes to improve suppliers’ effectiveness; and
-     continue our membership in the RMI, participation in working groups, and support of the RMAP industry initiative to support responsible supply chains.
Information About Forward-Looking Statements

This Conflict Minerals Report and related Form SD include and incorporate by reference “forward-looking statements” within the meaning of the federal securities laws. All statements that are not historical facts are “forward-looking statements.” Forward-looking statements may be indicated by words or phrases such as “anticipate,” “estimate,” “plans,” “expects,” “projects,” “should,” “will,” “believes” or “intends” and similar words and phrases. These statements reflect management’s current beliefs and are not guarantees of future performance. They involve risks and uncertainties that could cause actual results to differ materially from those expressed or implied in any forward-looking statement, including, but not limited to, (i) failure to carry out these steps in a timely manner or at all, (ii) lack of cooperation or progress by our suppliers, their respective suppliers and smelters, (iii) lack of progress by smelter or refiner validation programs for conflict minerals (including the possibility of inaccurate information, fraud and other irregularities), or (iv) these steps may not be effective in mitigating or eliminating risks associated with conflict minerals. In addition, you should also consider the important factors described in reports and other documents we file from time to time with the Securities and Exchange Commission (“SEC”), including the risk factors described in our most recently filed Annual Report on Form 10-K and Quarterly Reports on Form 10-Q filed with the SEC.

We believe these forward-looking statements are reasonable. However, you should not place undue reliance on any forward-looking statements, which are based on current expectations. Further, forward-looking statements speak only as of the date they are made, and we undertake no obligation to publicly update any of them in light of new information or future events, except as required by law.

Annex I
ROPER TECHNOLOGIES, INC.
Conflict Minerals Report – Annex I
For the Year Ended December 31, 2022

Metal
Smelter NameSmelter Facility LocationSmelter ID
GoldPAMP S.A.SwitzerlandCID001352
GoldAdvanced Chemical CompanyUnited States of AmericaCID000015
GoldAida Chemical Industries Co., Ltd.JapanCID000019
GoldAllgemeine Gold-und Silberscheideanstalt A.G.GermanyCID000035
GoldAlmalyk Mining and Metallurgical Complex (AMMC)UzbekistanCID000041
GoldAngloGold Ashanti Corrego do Sitio MineracaoBrazilCID000058
GoldArgor-Heraeus S.A.SwitzerlandCID000077
GoldAsahi Pretec Corp.JapanCID000082
GoldAsaka Riken Co., Ltd.JapanCID000090
GoldAurubis AGGermanyCID000113
GoldBangko Sentral ng Pilipinas (Central Bank of the Philippines)PhilippinesCID000128
GoldBoliden ABSwedenCID000157
GoldC. Hafner GmbH + Co. KGGermanyCID000176
GoldCCR Refinery - Glencore Canada CorporationCanadaCID000185
GoldCendres + Metaux S.A.SwitzerlandCID000189
GoldChimet S.p.A.ItalyCID000233
GoldChugai MiningJapanCID000264
GoldDSC (Do Sung Corporation)Korea, Republic ofCID000359
GoldDowaJapanCID000401
GoldEco-System Recycling Co., Ltd. East PlantJapanCID000425
GoldLT Metal Ltd.Korea, Republic ofCID000689
GoldHeimerle + Meule GmbHGermanyCID000694
GoldHeraeus Metals Hong Kong Ltd.ChinaCID000707
GoldHeraeus Precious Metals GmbH & Co. KGGermanyCID000711
GoldInner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd.ChinaCID000801
GoldIshifuku Metal Industry Co., Ltd.JapanCID000807
GoldIstanbul Gold RefineryTurkeyCID000814
GoldJapan MintJapanCID000823
GoldJiangxi Copper Co., Ltd.ChinaCID000855
GoldAsahi Refining USA Inc.United States of AmericaCID000920
GoldAsahi Refining Canada Ltd.CanadaCID000924
GoldJX Nippon Mining & Metals Co., Ltd.JapanCID000937
GoldKazzincKazakhstanCID000957

Annex I
GoldKennecott Utah Copper LLCUnited States of AmericaCID000969
GoldKojima Chemicals Co., Ltd.JapanCID000981
GoldKyrgyzaltyn JSCKyrgyzstanCID001029
GoldLS-NIKKO Copper Inc.Korea, Republic ofCID001078
GoldMaterionUnited States of AmericaCID001113
GoldMatsuda Sangyo Co., Ltd.JapanCID001119
GoldMetalor Technologies (Suzhou) Ltd.ChinaCID001147
GoldMetalor Technologies (Hong Kong) Ltd.ChinaCID001149
GoldMetalor Technologies (Singapore) Pte., Ltd.SingaporeCID001152
GoldMetalor Technologies S.A.SwitzerlandCID001153
GoldMetalor USA Refining CorporationUnited States of AmericaCID001157
GoldMetalurgica Met-Mex Penoles S.A. De C.V.MexicoCID001161
GoldMitsubishi Materials CorporationJapanCID001188
GoldMitsui Mining and Smelting Co., Ltd.JapanCID001193
GoldNadir Metal Rafineri San. Ve Tic. A.S.TurkeyCID001220
GoldNavoi Mining and Metallurgical CombinatUzbekistanCID001236
GoldNihon Material Co., Ltd.JapanCID001259
GoldOhura Precious Metal Industry Co., Ltd.JapanCID001325
GoldPT Aneka Tambang (Persero) TbkIndonesiaCID001397
GoldPX Precinox S.A.SwitzerlandCID001498
GoldRand Refinery (Pty) Ltd.South AfricaCID001512
GoldRoyal Canadian MintCanadaCID001534
GoldSamduck Precious MetalsKorea, Republic ofCID001555
GoldSEMPSA Joyeria Plateria S.A.SpainCID001585
GoldShandong Zhaojin Gold & Silver Refinery Co., Ltd.ChinaCID001622
GoldSichuan Tianze Precious Metals Co., Ltd.ChinaCID001736
GoldSolar Applied Materials Technology Corp.Taiwan, Province of ChinaCID001761
GoldSumitomo Metal Mining Co., Ltd.JapanCID001798
GoldTanaka Kikinzoku Kogyo K.K.JapanCID001875
GoldThe Refinery of Shandong Gold Mining Co., Ltd.ChinaCID001916
GoldTokuriki Honten Co., Ltd.JapanCID001938
GoldTorecomKorea, Republic ofCID001955
GoldUmicore S.A. Business Unit Precious Metals RefiningBelgiumCID001980
GoldUnited Precious Metal Refining, Inc.United States of AmericaCID001993
GoldValcambi S.A.SwitzerlandCID002003
GoldWestern Australian Mint (T/a The Perth Mint)AustraliaCID002030
GoldYamakin Co., Ltd.JapanCID002100
GoldYokohama Metal Co., Ltd.JapanCID002129

Annex I
GoldZhongyuan Gold Smelter of Zhongjin Gold CorporationChinaCID002224
GoldGold Refinery of Zijin Mining Group Co., Ltd.ChinaCID002243
GoldSAFINA A.S.CzechiaCID002290
GoldUmicore Precious Metals ThailandThailandCID002314
GoldGeib Refining CorporationUnited States of AmericaCID002459
GoldMMTC-PAMP India Pvt., Ltd.IndiaCID002509
GoldKGHM Polska Miedz Spolka AkcyjnaPolandCID002511
GoldSingway Technology Co., Ltd.Taiwan, Province of ChinaCID002516
GoldAl Etihad Gold Refinery DMCCUnited Arab EmiratesCID002560
GoldEmirates Gold DMCCUnited Arab EmiratesCID002561
GoldT.C.A S.p.AItalyCID002580
GoldREMONDIS PMR B.V.NetherlandsCID002582
GoldKorea Zinc Co., Ltd.Korea, Republic ofCID002605
GoldMarsam MetalsBrazilCID002606
GoldTOO Tau-Ken-AltynKazakhstanCID002615
GoldSAAMPFranceCID002761
GoldL'Orfebre S.A.AndorraCID002762
Gold8853 S.p.A.ItalyCID002763
GoldItalpreziosiItalyCID002765
GoldWIELAND Edelmetalle GmbHGermanyCID002778
GoldOgussa Osterreichische Gold- und Silber-Scheideanstalt GmbHAustriaCID002779
GoldAU Traders and RefinersSouth AfricaCID002850
GoldBangalore RefineryIndiaCID002863
GoldSungEel HiMetal Co., Ltd.Korea, Republic ofCID002918
GoldPlanta Recuperadora de Metales SpAChileCID002919
GoldSafimet S.p.AItalyCID002973
GoldEco-System Recycling Co., Ltd. North PlantJapanCID003424
GoldEco-System Recycling Co., Ltd. West PlantJapanCID003425
GoldAbington Reldan Metals, LLCUnited States of AmericaCID002708
GoldGGC Gujrat Gold Centre Pvt. Ltd.IndiaCID002852
GoldNH Recytech CompanyKorea, Republic ofCID003189
GoldC.I Metales Procesados Industriales SASColombiaCID003421
GoldAugmont Enterprises Private LimitedIndiaCID003461
GoldAlexy MetalsUnited States of AmericaCID003500
GoldSancus ZFS (L’Orfebre, SA)ColombiaCID003529
GoldMetal Concentrators SA (Pty) Ltd.South AfricaCID003575
GoldWEEEREFININGFranceCID003615
GoldAtasay Kuyumculuk Sanayi Ve Ticaret A.S.TurkeyCID000103
GoldCaridadMexicoCID000180

Annex I
GoldYunnan Copper Industry Co., Ltd.ChinaCID000197
GoldDaye Non-Ferrous Metals Mining Ltd.ChinaCID000343
GoldOJSC Novosibirsk RefineryRussian FederationCID000493
GoldRefinery of Seemine Gold Co., Ltd.ChinaCID000522
GoldGuoda Safina High-Tech Environmental Refinery Co., Ltd.ChinaCID000651
GoldHangzhou Fuchunjiang Smelting Co., Ltd.ChinaCID000671
GoldHunan Chenzhou Mining Co., Ltd.ChinaCID000767
GoldHunan Guiyang yinxing Nonferrous Smelting Co., Ltd.ChinaCID000773
GoldHwaSeong CJ CO., LTD.Korea, Republic ofCID000778
GoldJSC Ekaterinburg Non-Ferrous Metal Processing PlantRussian FederationCID000927
GoldJSC UralelectromedRussian FederationCID000929
GoldKazakhmys Smelting LLCKazakhstanCID000956
GoldL'azurde Company For JewelrySaudi ArabiaCID001032
GoldLingbao Gold Co., Ltd.ChinaCID001056
GoldLingbao Jinyuan Tonghui Refinery Co., Ltd.ChinaCID001058
GoldLuoyang Zijin Yinhui Gold Refinery Co., Ltd.ChinaCID001093
GoldMoscow Special Alloys Processing PlantRussian FederationCID001204
GoldOJSC "The Gulidov Krasnoyarsk Non-Ferrous Metals Plant" (OJSC Krastsvetmet)Russian FederationCID001326
GoldPenglai Penggang Gold Industry Co., Ltd.ChinaCID001362
GoldPrioksky Plant of Non-Ferrous MetalsRussian FederationCID001386
GoldSabin Metal Corp.United States of AmericaCID001546
GoldSamwon Metals Corp.Korea, Republic ofCID001562
GoldShandong Tiancheng Biological Gold Industrial Co., Ltd.ChinaCID001619
GoldSOE Shyolkovsky Factory of Secondary Precious MetalsRussian FederationCID001756
GoldSuper Dragon Technology Co., Ltd.Taiwan, Province of ChinaCID001810
GoldGreat Wall Precious Metals Co., Ltd. of CBPMChinaCID001909
GoldTongling Nonferrous Metals Group Co., Ltd.ChinaCID001947
GoldMorris and WatsonNew ZealandCID002282
GoldGuangdong Jinding Gold LimitedChinaCID002312
GoldFidelity Printers and Refiners Ltd.ZimbabweCID002515
GoldShandong Humon Smelting Co., Ltd.ChinaCID002525
GoldShenzhen Zhonghenglong Real Industry Co., Ltd.ChinaCID002527
GoldInternational Precious Metal RefinersUnited Arab EmiratesCID002562
GoldKaloti Precious MetalsUnited Arab EmiratesCID002563
GoldSudan Gold RefinerySudanCID002567
GoldFujairah Gold FZCUnited Arab EmiratesCID002584
GoldIndustrial Refining CompanyBelgiumCID002587
GoldShirpur Gold Refinery Ltd.IndiaCID002588
GoldSai RefineryIndiaCID002853
GoldModeltech Sdn BhdMalaysiaCID002857

Annex I
GoldKyshtym Copper-Electrolytic Plant ZAORussian FederationCID002865
GoldDegussa Sonne / Mond Goldhandel GmbHGermanyCID002867
GoldPease & CurrenUnited States of AmericaCID002872
GoldJALAN & CompanyIndiaCID002893
GoldABC Refinery Pty Ltd.AustraliaCID002920
GoldState Research Institute Center for Physical Sciences and TechnologyLithuaniaCID003153
GoldAfrican Gold RefineryUgandaCID003185
GoldGold Coast RefineryGhanaCID003186
GoldQG Refining, LLCUnited States of AmericaCID003324
GoldDijllah Gold Refinery FZCUnited Arab EmiratesCID003348
GoldCGR Metalloys Pvt Ltd.IndiaCID003382
GoldSovereign MetalsIndiaCID003383
GoldKundan Care Products Ltd.IndiaCID003463
GoldEmerald Jewel Industry India Limited (Unit 1)IndiaCID003487
GoldEmerald Jewel Industry India Limited (Unit 2)IndiaCID003488
GoldEmerald Jewel Industry India Limited (Unit 3)IndiaCID003489
GoldEmerald Jewel Industry India Limited (Unit 4)IndiaCID003490
GoldK.A. RasmussenNorwayCID003497
GoldSellem Industries Ltd.MauritaniaCID003540
GoldMD OverseasIndiaCID003548
GoldMetallix Refining Inc.United States of AmericaCID003557
GoldShenzhen CuiLu Gold Co., Ltd.ChinaCID002750
GoldAlbino Mountinho Lda.PortugalCID002760
GoldGold by Gold ColombiaColombiaCID003641
GoldDongwu Gold GroupChinaCID003663
TantalumChangsha South Tantalum Niobium Co., Ltd.ChinaCID000211
TantalumF&X Electro-Materials Ltd.ChinaCID000460
TantalumGuangdong Zhiyuan New Material Co., Ltd.ChinaCID000616
TantalumJiuJiang JinXin Nonferrous Metals Co., Ltd.ChinaCID000914
TantalumJiujiang Tanbre Co., Ltd.ChinaCID000917
TantalumLSM Brasil S.A.BrazilCID001076
TantalumMetallurgical Products India Pvt., Ltd.IndiaCID001163
TantalumMineracao Taboca S.A.BrazilCID001175
TantalumMitsui Mining and Smelting Co., Ltd.JapanCID001192
TantalumNPM Silmet ASEstoniaCID001200
TantalumNingxia Orient Tantalum Industry Co., Ltd.ChinaCID001277
TantalumQuantumCleanUnited States of AmericaCID001508
TantalumYanling Jincheng Tantalum & Niobium Co., Ltd.ChinaCID001522

Annex I
TantalumTaki Chemical Co., Ltd.JapanCID001869
TantalumTelex MetalsUnited States of AmericaCID001891
TantalumUlba Metallurgical Plant JSCKazakhstanCID001969
TantalumHengyang King Xing Lifeng New Materials Co., Ltd.ChinaCID002492
TantalumD Block Metals, LLCUnited States of AmericaCID002504
TantalumFIR Metals & Resource Ltd.ChinaCID002505
TantalumJiujiang Zhongao Tantalum & Niobium Co., Ltd.ChinaCID002506
TantalumXinXing HaoRong Electronic Material Co., Ltd.ChinaCID002508
TantalumJiangxi Dinghai Tantalum & Niobium Co., Ltd.ChinaCID002512
TantalumKEMET Blue MetalsMexicoCID002539
TantalumH.C. Starck Co., Ltd.ThailandCID002544
TantalumH.C. Starck Tantalum and Niobium GmbHGermanyCID002545
TantalumH.C. Starck Inc.United States of AmericaCID002548
TantalumH.C. Starck Ltd.JapanCID002549
TantalumH.C. Starck Smelting GmbH & Co. KGGermanyCID002550
TantalumGlobal Advanced Metals BoyertownUnited States of AmericaCID002557
TantalumGlobal Advanced Metals AizuJapanCID002558
TantalumResind Industria e Comercio Ltda.BrazilCID002707
TantalumJiangxi Tuohong New Raw MaterialChinaCID002842
TantalumSolikamsk Magnesium Works OAORussian FederationCID001769
TantalumYancheng Jinye New Material Technology Co., Ltd.ChinaCID003583
Tantalum5D Production OUEstoniaCID003926
TinChina Tin Group Co., Ltd.ChinaCID001070
TinEM VintoBolivia (Plurinational State of)CID000438
TinChenzhou Yunxiang Mining and Metallurgy Co., Ltd.ChinaCID000228
TinAlphaUnited States of AmericaCID000292
TinDowaJapanCID000402
TinFenix MetalsPolandCID000468
TinGejiu Non-Ferrous Metal Processing Co., Ltd.ChinaCID000538
TinGejiu Zili Mining And Metallurgy Co., Ltd.ChinaCID000555
TinGejiu Kai Meng Industry and Trade LLCChinaCID000942
TinMalaysia Smelting Corporation (MSC)MalaysiaCID001105
TinMetallic Resources, Inc.United States of AmericaCID001142
TinMineracao Taboca S.A.BrazilCID001173
TinMinsurPeruCID001182
TinMitsubishi Materials CorporationJapanCID001191

Annex I
TinJiangxi New Nanshan Technology Ltd.ChinaCID001231
TinO.M. Manufacturing (Thailand) Co., Ltd.ThailandCID001314
TinOperaciones Metalurgicas S.A.Bolivia (Plurinational State of)CID001337
TinPT Artha Cipta LanggengIndonesiaCID001399
TinPT Babel Surya Alam LestariIndonesiaCID001406
TinPT Mitra Stania PrimaIndonesiaCID001453
TinPT Prima Timah UtamaIndonesiaCID001458
TinPT Refined Bangka TinIndonesiaCID001460
TinPT Stanindo Inti PerkasaIndonesiaCID001468
TinPT Timah Tbk KundurIndonesiaCID001477
TinPT Timah Tbk MentokIndonesiaCID001482
TinRui Da HungTaiwan, Province of ChinaCID001539
TinThaisarcoThailandCID001898
TinGejiu Yunxin Nonferrous Electrolysis Co., Ltd.ChinaCID001908
TinWhite Solder Metalurgia e Mineracao Ltda.BrazilCID002036
TinYunnan Chengfeng Non-ferrous Metals Co., Ltd.ChinaCID002158
TinYunnan Tin Company LimitedChinaCID002180
TinMagnu's Minerais Metais e Ligas Ltda.BrazilCID002468
TinMelt Metais e Ligas S.A.BrazilCID002500
TinPT ATD Makmur Mandiri JayaIndonesiaCID002503
TinO.M. Manufacturing Philippines, Inc.PhilippinesCID002517
TinResind Industria e Comercio Ltda.BrazilCID002706
TinMetallo Belgium N.V.BelgiumCID002773
TinMetallo Spain S.L.U.SpainCID002774
TinPT Menara Cipta MuliaIndonesiaCID002835
TinGuangdong Hanhe Non-Ferrous Metal Co., Ltd.ChinaCID003116
TinChifeng Dajingzi Tin Industry Co., Ltd.ChinaCID003190
TinPT Bangka SerumpunIndonesiaCID003205
TinTin Technology & RefiningUnited States of AmericaCID003325
TinPT Rajawali Rimba PerkasaIndonesiaCID003381
TinLuna Smelter, Ltd.RwandaCID003387
TinYunnan Yunfan Non-ferrous Metals Co., Ltd.ChinaCID003397
TinPT Aries Kencana SejahteraIndonesiaCID000309
TinPT Babel Inti PerkasaIndonesiaCID001402
TinPT Bukit TimahIndonesiaCID001428
TinPT Timah NusantaraIndonesiaCID001486
TinPT Tinindo Inter NusaIndonesiaCID001490
TinCV Venus Inti PerkasaIndonesiaCID002455
TinSuper LigasBrazilCID002756
TinPT Sukses Inti MakmurIndonesiaCID002816

Annex I
TinPT Mitra Sukses GlobalindoIndonesiaCID003449
TinCRM Fundicao De Metais E Comercio De Equipamentos Eletronicos Do Brasil LtdaBrazilCID003486
TinEstanho de Rondonia S.A.BrazilCID000448
TinNovosibirsk Processing Plant Ltd.Russian FederationCID001305
TinPT Belitung Industri SejahteraIndonesiaCID001421
TinPT Panca Mega PersadaIndonesiaCID001457
TinPT Sariwiguna BinasentosaIndonesiaCID001463
TinPT Tommy UtamaIndonesiaCID001493
TinVQB Mineral and Trading Group JSCViet NamCID002015
TinPT Tirus Putra MandiriIndonesiaCID002478
TinElectro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock CompanyViet NamCID002572
TinNghe Tinh Non-Ferrous Metals Joint Stock CompanyViet NamCID002573
TinTuyen Quang Non-Ferrous Metals Joint Stock CompanyViet NamCID002574
TinPT Cipta Persada MuliaIndonesiaCID002696
TinAn Vinh Joint Stock Mineral Processing CompanyViet NamCID002703
TinModeltech Sdn BhdMalaysiaCID002858
TinPongpipat Company LimitedMyanmarCID003208
TinDongguan CiEXPO Environmental Engineering Co., Ltd.ChinaCID003356
TinPrecious Minerals and Smelting LimitedIndiaCID003409
TinGejiu City Fuxiang Industry and Trade Co., Ltd.ChinaCID003410
TinCRM SynergiesSpainCID003524
TinFabrica Auricchio Industria e Comercio Ltda.BrazilCID003582
TinPT Putera Sarana Shakti (PT PSS)IndonesiaCID003868
TinPT Premium Tin IndonesiaIndonesiaCID000313
TinCV Ayi JayaIndonesiaCID002570
TinPT Bangka Prima TinIndonesiaCID002776
TinPT Bangka Tin IndustryIndonesiaCID001419
TinDS MyanmarMyanmarCID003831
TungstenA.L.M.T. Corp.JapanCID000004
TungstenKennametal HuntsvilleUnited States of AmericaCID000105
TungstenGuangdong Xianglu Tungsten Co., Ltd.ChinaCID000218
TungstenChongyi Zhangyuan Tungsten Co., Ltd.ChinaCID000258
TungstenGlobal Tungsten & Powders Corp.United States of AmericaCID000568
TungstenHunan Chenzhou Mining Co., Ltd.ChinaCID000766
TungstenHunan Chunchang Nonferrous Metals Co., Ltd.ChinaCID000769
TungstenJapan New Metals Co., Ltd.JapanCID000825
TungstenGanzhou Huaxing Tungsten Products Co., Ltd.ChinaCID000875
TungstenKennametal FallonUnited States of AmericaCID000966

Annex I
TungstenWolfram Bergbau und Hutten AGAustriaCID002044
TungstenXiamen Tungsten Co., Ltd.ChinaCID002082
TungstenGanzhou Jiangwu Ferrotungsten Co., Ltd.ChinaCID002315
TungstenJiangxi Yaosheng Tungsten Co., Ltd.ChinaCID002316
TungstenJiangxi Xinsheng Tungsten Industry Co., Ltd.ChinaCID002317
TungstenJiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd.ChinaCID002318
TungstenMalipo Haiyu Tungsten Co., Ltd.ChinaCID002319
TungstenXiamen Tungsten (H.C.) Co., Ltd.ChinaCID002320
TungstenJiangxi Gan Bei Tungsten Co., Ltd.ChinaCID002321
TungstenGanzhou Seadragon W & Mo Co., Ltd.ChinaCID002494
TungstenAsia Tungsten Products Vietnam Ltd.Viet NamCID002502
TungstenChenzhou Diamond Tungsten Products Co., Ltd.ChinaCID002513
TungstenH.C. Starck Tungsten GmbHGermanyCID002541
TungstenTANIOBIS Smelting GmbH & Co. KGGermanyCID002542
TungstenMasan Tungsten Chemical LLC (MTC)Viet NamCID002543
TungstenJiangwu H.C. Starck Tungsten Products Co., Ltd.ChinaCID002551
TungstenNiagara Refining LLCUnited States of AmericaCID002589
TungstenGanzhou Haichuang Tungsten Co., Ltd.ChinaCID002645
TungstenPhilippine Chuangxin Industrial Co., Inc.PhilippinesCID002827
TungstenACL Metais EireliBrazilCID002833
TungstenFujian Ganmin RareMetal Co., Ltd.ChinaCID003401
TungstenLianyou Metals Co., Ltd.Taiwan, Province of ChinaCID003407
TungstenUnecha Refractory metals plantRussian FederationCID002724
TungstenNPP Tyazhmetprom LLCRussian FederationCID003416
TungstenAlbasteel Industria e Comercio de Ligas Para Fundicao Ltd.BrazilCID003427
TungstenCronimet Brasil LtdaBrazilCID003468
TungstenOOO “Technolom” 2Russian FederationCID003612
TungstenOOO “Technolom” 1Russian FederationCID003614
TungstenChina Molybdenum Co., Ltd.ChinaCID002641
TungstenHydrometallurg, JSCRussian FederationCID002649
TungstenMoliren Ltd.Russian FederationCID002845
TungstenCNMC (Guangxi) PGMA Co., Ltd.ChinaCID000281
TungstenJiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd.ChinaCID002313
TungstenJSC "Kirovgrad Hard Alloys Plant"Russian FederationCID003408
TungstenGEM Co., Ltd.ChinaCID003417
TungstenArtek LLCRussian FederationCID003553
TungstenFujian Xinlu TungstenChinaCID003609
TungstenLLC VolstokRussian FederationCID003643
TungstenYUDU ANSHENG TUNGSTEN CO., LTD.ChinaCID003662
TungstenHANNAE FOR T Co., Ltd.Korea, Republic ofCID003978

Annex I
TungstenDONGKUK INDUSTRIES CO., LTD.Korea, Republic ofCID004060
TungstenTungsten Vietnam Joint Stock CompanyViet NamCID003993